The firm has advised clients on all aspects of Securities law. The work of the Firm includes Vetting of Documents, replying to notices, appearing before the Inquiry officers of SEBI, conducting proceedings before Securities Appellate Tribunal.
Registration of FII The Firm is vastly experienced when it comes to registration of Foreign Institutional Investors (FIIs) with the Securities and Exchange Board of India (SEBI) and has accomplished the said registration with efficiency in a number of cases. The Firm also guides its clients when the registration has to be renewed (every five years).
IPO The Firm’s work with regard to Initial Public Offerings includes advising on offer documents and representing before the adjudicating officers of SEBI for various compliances.
Advice on SEBI & related Legislations
The Firm has undertaken numerous cases pertaining to SEBI and has represented various clients in the High Court and Securities Appellate Tribunal in related matters. The Firm has also assisted and advised several clients with respect to SEBI Regulations, including advice on Takeover Code, foreign institutional investors, foreign venture capital investors, employee stock options, employee stock option scheme and employee stock purchase scheme, merchant bankers, portfolio manager, etc. in relation to SEBI Rules and Regulations with respect to the same.
SEBIEnquiries The Firm has advised and assisted several clients at enquiries before SEBI. Drafting appropriate replies and providing assistance with respect to matters brought up for enquiry, are a few areas of assistance provided by the Firm to its clients.
Proceedings The Firm has played an important role in the filing of appeals, reply of appeals and appearances in the SAT on behalf of its clients. The Firm has also represented its clients I appeals from the SAT in the High Court.
Documentation
The Firm has vetted all the labels for all the products and accessories of a multi-national Company for regulatory compliance. The Firm drafts and also vets documents sent by clients, in order to provide a more comprehensive draft for the client to execute.
